A Teaminsight iconA TeaminsightSep 7, 2026

FCA Misconduct Rules Put Surveillance Evidence and HR–Compliance Workflows to the Test

September, bringing around 37,000 non-bank firms within a broader conduct regime. Firms now need to show how complaints, communications evidence and employment investigations inform regulatory decisions.

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September, bringing around 37,000 non-bank firms within a broader conduct regime.

Firms now need to show how complaints, communications evidence and employment investigations inform regulatory decisions.

New rule COCON 1.1.7FR covers serious work-related bullying, harassment and violence towards colleagues.

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September, bringing around 37,000 non-bank firms within a broader conduct regime. Firms now need to show how complaints, communications evidence and employment investigations inform regulatory decisions. New rule COCON 1.1.7FR covers serious work-related bullying, harassment and violence towards colleagues.

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